Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 30 Aug 2018)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
    • CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2004 to 31 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.