Christopher James Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jupiter Asset Management Limited

    FRN 141274

    • [FCA CF] Manager of certification employee (since 5 Feb 2025)
    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Material risk taker (1 Jul 2021 to 8 Jul 2022)
  • JUPITER INVESTMENT MANAGEMENT LIMITED

    FRN 171847

    • [FCA CF] Manager of certification employee (since 5 Feb 2025)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Material risk taker (1 Jan 2021 to 8 Jul 2022)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2020)
    • CF30 Customer (5 May 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.