Christopher James Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (5 May 2021 to 17 May 2022)
    • [FCA CF] Client dealing (10 Jun 2020 to 17 May 2022)
    • CF30 Customer (18 Aug 2008 to 8 Dec 2008)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 5 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (14 Nov 2016 to 5 Dec 2019)
    • [FCA CF] Manager of certification employee (14 Nov 2016 to 5 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (14 Nov 2016 to 5 Dec 2019)
    • CF30 Customer (23 Nov 2012 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 15 Aug 2008)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (15 Jul 2003 to 4 May 2007)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF21 Investment Adviser (1 Dec 2001 to 29 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.