Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FRANCIS CLARK FINANCIAL PLANNING LIMITED
FRN 433591
- [FCA CF] Manager of certification employee (since 12 Jan 2023)
- SMF3 Executive Director (since 12 Jan 2023)
- SMF1 Chief Executive (since 12 Jan 2023)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 4 Jan 2021)
- [FCA CF] Material risk taker (1 Jul 2019 to 4 Jan 2021)
- [PRA CF] Managing a material risk taker (22 Jan 2018 to 31 Oct 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2022)
- CF30 Customer (19 Jan 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 7 Jul 2014)
- CF22 Investment Adviser (Trainee) (27 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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