Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 12 Jan 2023)
    • SMF3 Executive Director (since 12 Jan 2023)
    • SMF1 Chief Executive (since 12 Jan 2023)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 4 Jan 2021)
    • [FCA CF] Material risk taker (1 Jul 2019 to 4 Jan 2021)
    • [PRA CF] Managing a material risk taker (22 Jan 2018 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2022)
    • CF30 Customer (19 Jan 2015 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 7 Jul 2014)
    • CF22 Investment Adviser (Trainee) (27 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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