Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pallinghurst Advisors LLP
FRN 446361
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jan 2025)
- SMF16 Compliance Oversight (since 29 Jan 2025)
- [FCA CF] Significant management (since 29 Nov 2021)
- SMF27 Partner (since 4 Oct 2021)
- CF10 Compliance Oversight (19 May 2014 to 17 Aug 2015)
- CF11 Money Laundering Reporting (19 May 2014 to 9 Sep 2015)
- CF4 Partner (20 Sep 2013 to 11 Sep 2015)
- CF28 Systems and controls (6 Oct 2011 to 9 Sep 2015)
- CF30 Customer (23 Dec 2008 to 20 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.