Christopher James Mackie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Portus Wealth Limited

    FRN 789185

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (1 Mar 2018 to 8 Dec 2019)
    • CF1 Director (1 Mar 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Mar 2018 to 30 Sep 2018)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (2 Feb 2016 to 28 Feb 2018)
    • CF30 Customer (2 Feb 2016 to 28 Feb 2018)
  • CARBON FINANCIAL PARTNERS LIMITED (no longer approved here)

    FRN 536900

    • CF30 Customer (4 Apr 2011 to 8 Jul 2011)
  • Acumen Financial Planning Limited (no longer approved here)

    FRN 218745

    • CF30 Customer (1 Nov 2007 to 5 Apr 2008)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (25 Jun 2002 to 31 Jul 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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