Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (1 Nov 2007 to 31 Dec 2016)
- CF1 Director (1 Oct 2004 to 31 Dec 2016)
- CF10 Compliance Oversight (1 Oct 2004 to 26 Oct 2016)
- CF11 Money Laundering Reporting (1 Oct 2004 to 26 Oct 2016)
- CF23 Corporate Finance Adviser (1 Oct 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.