Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Clifton Wealth Partnership Ltd
FRN 541273
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 28 Jul 2021)
- Appointed representative dealing with clients for which they require qualification (since 1 Feb 2021)
- [FCA CF] Client dealing (since 1 Feb 2021)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
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Hunt Financial Planning Limited
FRN 944024
- (1)Employed By (since 28 Jul 2021)
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- CF30 Customer (4 Oct 2013 to 12 Oct 2015)
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- (14)Employed By (12 Jan 2004 to 30 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.