Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 28 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2021)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
    • (1)Employed By (since 28 Jul 2021)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (4 Oct 2013 to 12 Oct 2015)
  • Octagon Consultancy Ltd (no longer approved here)

    FRN 230953

    • (14)Employed By (12 Jan 2004 to 30 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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