Christopher James Harrington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
  • FMG Wealth Management Limited (no longer approved here)

    FRN 229873

    • (9)Employed By (22 Dec 2004 to 20 Sep 2005)
  • Thinc Independent Solutions (no longer approved here)

    FRN 177003

    • Employed By (1 Dec 2001 to 31 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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