Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • SMF18 Other Overall Responsibility (30 Jan 2020 to 19 Oct 2020)
    • CF1 Director (21 Feb 2017 to 30 Jan 2020)
    • CF30 Customer (21 Feb 2017 to 8 Dec 2019)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • SMF18 Other Overall Responsibility (30 Jan 2020 to 19 Oct 2020)
    • CF1 Director (21 Feb 2017 to 30 Jan 2020)
    • CF30 Customer (21 Feb 2017 to 8 Dec 2019)
    • SMF18 Other Overall Responsibility (30 Jan 2020 to 19 Oct 2020)
    • CF30 Customer (21 Feb 2017 to 8 Dec 2019)
    • CF1 Director (21 Feb 2017 to 30 Jan 2020)
    • SMF18 Other Overall Responsibility (30 Jan 2020 to 19 Oct 2020)
    • CF1 Director (21 Feb 2017 to 30 Jan 2020)
    • CF30 Customer (21 Feb 2017 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • SMF18 Other Overall Responsibility (30 Jan 2020 to 19 Oct 2020)
    • CF1 Director (21 Feb 2017 to 30 Jan 2020)
    • CF30 Customer (21 Feb 2017 to 8 Dec 2019)
  • ARBION LIMITED (no longer approved here)

    FRN 513138

    • CF30 Customer (26 Mar 2012 to 8 May 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 26 Oct 2010)
    • CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.