Christopher James Finan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • West Financial Management Co Limited

    FRN 230809

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 5 Aug 2020)
    • CF30 Customer (1 Mar 2012 to 8 Dec 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (1 Nov 2011 to 2 Jul 2012)
  • The Pension Drawdown Company Limited (no longer approved here)

    FRN 191339

    • Employed By (16 Mar 2011 to 16 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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