Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 17 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (11 Nov 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (22 Oct 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Feb 2002 to 22 Oct 2002)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2002)
    • CF27 Investment Management (1 Dec 2001 to 14 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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