Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TMG Direct Limited
FRN 786245
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 15 Aug 2023)
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- [FCA CF] Manager of certification employee (11 Mar 2021 to 26 May 2022)
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- Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 29 Oct 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jan 2020)
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- CF21 Investment Adviser (24 Oct 2002 to 31 May 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Oct 2002)
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- (2)Employed By (1 Dec 2001 to 31 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.