Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.