Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Nov 2024 to 12 Apr 2026)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 12 Apr 2026)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 6 Dec 2024)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Client dealing (21 Dec 2020 to 26 Jun 2023)
    • [FCA CF] Functions requiring qualifications (21 Dec 2020 to 26 Jun 2023)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF30 Customer (6 Feb 2014 to 16 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.