Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2021)
    • SMF16 Compliance Oversight (since 20 Feb 2021)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (11 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (11 Aug 2015 to 8 Dec 2019)
  • Terra Firma Capital Partners Limited (no longer approved here)

    FRN 208680

    • (125)CF1 Director (29 Sep 2009 to 13 Feb 2015)
    • (123)CF30 Customer (1 Nov 2007 to 13 Feb 2015)
    • (124)CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (123)CF30 Customer at Terra Firma Capital Partners Limited

  2. controlled function added: (124)CF21 Investment Adviser at Terra Firma Capital Partners Limited

  3. controlled function added: (125)CF1 Director at Terra Firma Capital Partners Limited