Christopher James

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF29 Significant management (1 Nov 2007 to 31 May 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (14 Apr 2004 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Apr 2004 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.