Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 8 Mar 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Nov 2022)
- CF30 Customer (11 Dec 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.