Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jan 2026)
    • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2026)
    • CF1 Director (AR) (since 8 Aug 2025)
    • CF30 Customer (since 8 Aug 2025)
    • (1)Employed By (since 8 Aug 2025)
  • Cobens Group Limited (no longer approved here)

    FRN 484450

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (24 Jun 2014 to 1 Jun 2015)
  • Legacy Financial Planning Ltd (no longer approved here)

    FRN 621620

    • Employed By (24 Jun 2014 to 1 Jun 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (17 Dec 2013 to 13 Jun 2014)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (39)Employed By (17 Dec 2013 to 13 Jun 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (8 Nov 2010 to 4 Aug 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Jun 2008 to 7 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

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