Christopher Ian Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)

    FRN 114159

    • CF10a CASS Oversight function (1 Oct 2011 to 29 Aug 2019)
    • CF30 Customer (1 Nov 2007 to 29 Aug 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Feb 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 16 Dec 2005)
    • CF1 Director (1 Dec 2001 to 29 Aug 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 13 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.