Christopher Ian Gardner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 12 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 6 Apr 2020)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (23 Nov 2015 to 31 Mar 2018)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (15 Feb 2013 to 10 Jul 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (17 Sep 2008 to 31 Mar 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF22 Investment Adviser (Trainee) (7 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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