Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Dec 2023)
    • [FCA CF] Client dealing (since 29 Dec 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jan 2024)
    • CF30 Customer (7 Sep 2017 to 5 Jan 2024)
  • Citrus Financial Management Ltd (no longer approved here)

    FRN 413291

    • Employed By (7 Sep 2017 to 12 Jan 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 2 Feb 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (20 Jul 2005 to 19 Jan 2007)
    • CF22 Investment Adviser (Trainee) (29 Nov 2004 to 20 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.