Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 29 Dec 2023)
- [FCA CF] Client dealing (since 29 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jan 2024)
- CF30 Customer (7 Sep 2017 to 5 Jan 2024)
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- Employed By (7 Sep 2017 to 12 Jan 2024)
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- CF30 Customer (1 Nov 2007 to 2 Feb 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (20 Jul 2005 to 19 Jan 2007)
- CF22 Investment Adviser (Trainee) (29 Nov 2004 to 20 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.