Christopher Iain Longman

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tees Financial Limited

    FRN 211314

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2020)
    • [FCA CF] Client dealing (since 4 Aug 2020)
  • HANBURY WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 757991

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jun 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2020)
    • CF30 Customer (22 Aug 2018 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 Jul 2012 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (17 Nov 2004 to 22 Jul 2005)
    • CF22 Investment Adviser (Trainee) (2 Mar 2004 to 17 Nov 2004)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (23 Oct 2003 to 1 Dec 2003)
    • CF22 Investment Adviser (Trainee) (2 Jan 2002 to 23 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.