Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baron & Grant Investment Management Limited
FRN 930300
- 14. Managing investments
- SMF1 Chief Executive (since 4 Jan 2021)
- SMF16 Compliance Oversight (since 4 Jan 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jan 2021)
- [FCA CF] Client dealing (since 4 Jan 2021)
- [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.