Christopher Hugh Ellis, Morfitt

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
- CF1 Director (AR) (27 Jun 2014 to 29 Jul 2019)
- CF30 Customer (24 Apr 2012 to 31 Mar 2021)
Robinson Wealth Limited (no longer approved here)
FRN 552204
- (1)Employed By (1 Jul 2019 to 31 Mar 2021)
Chris Morfitt Financial Planning Limited (no longer approved here)
FRN 579904
- Employed By (24 Apr 2012 to 31 Mar 2021)
Kellands (Hale) Limited (no longer approved here)
FRN 193498
- CF30 Customer (1 Nov 2007 to 13 Apr 2012)
- CF21 Investment Adviser (25 May 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.