Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Significant management (since 26 Nov 2025)
    • [FCA CF] Manager of certification employee (since 23 Aug 2023)
    • [FCA CF] Material risk taker (since 21 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Nov 2022)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 21 Nov 2022)
    • CF29 Significant management (26 Jun 2015 to 6 Mar 2016)
    • [FCA CF] Significant management (since 26 Nov 2025)
    • [FCA CF] Manager of certification employee (since 23 Aug 2023)
    • [FCA CF] Material risk taker (since 21 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Nov 2022)
    • SMF22 Other Local Responsibility (8 Mar 2022 to 21 Nov 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 8 Mar 2022)
    • CF29 Significant management (11 Jan 2016 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Nov 2025)
    • [FCA CF] Manager of certification employee (since 26 Nov 2025)
    • [FCA CF] Significant management (since 26 Nov 2025)
    • [FCA CF] Material risk taker (since 26 Nov 2025)
    • [FCA CF] Material risk taker (21 Nov 2022 to 28 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (21 Nov 2022 to 28 Apr 2023)
    • SMF18 Other Overall Responsibility (30 Apr 2021 to 21 Nov 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • SMF6 Head of Key Business Areas (10 Nov 2020 to 17 Aug 2021)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 10 Nov 2020)
    • CF29 Significant management (26 Jun 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 11 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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