Christopher Howard Summers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Financial Assets Management Consultancy Limited

    FRN 724852

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (4 Jul 2016 to 8 Dec 2019)
    • CF1 Director (4 Jul 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (4 Jul 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jul 2016 to 30 Sep 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 27 May 2011)
    • CF21 Investment Adviser (10 May 2004 to 31 Oct 2007)
  • Falcon Financial Advice Limited (no longer approved here)

    FRN 401814

    • (80)Employed By (6 Oct 2004 to 27 May 2011)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (604)Employed By (10 May 2004 to 27 May 2011)
  • Belgrave Investment Services Ltd (no longer approved here)

    FRN 183464

    • Employed By (19 Dec 2002 to 9 Jul 2003)
  • Belgrave Asset Management Ltd (no longer approved here)

    FRN 206518

    • Employed By (19 Dec 2002 to 9 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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