Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (3)Employed By (1 Aug 2023 to 6 Sep 2024)
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- CF30 Customer (1 Aug 2023 to 6 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (6 Mar 2023 to 6 Sep 2024)
- SMF16 Compliance Oversight (6 Mar 2023 to 6 Sep 2024)
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- [FCA CF] Client dealing (21 Nov 2017 to 7 Jan 2019)
- CF30 Customer (6 Jul 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 14 Apr 2008)
- CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.