Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 May 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 30 May 2025)
- CF30 Customer (3 Mar 2015 to 30 May 2025)
- CF1 Director (AR) (3 Mar 2015 to 30 May 2025)
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- (1)Employed By (11 Feb 2015 to 30 May 2025)
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- CF1 Director (AR) (5 Jul 2011 to 5 Jan 2015)
- CF30 Customer (5 Jul 2011 to 5 Jan 2015)
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- (7)Employed By (5 Jul 2011 to 5 Jan 2015)
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- CF30 Customer (1 Nov 2007 to 16 Aug 2010)
- CF22 Investment Adviser (Trainee) (11 Jul 2007 to 31 Oct 2007)
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- CF24 Pension Transfer Specialist (19 Oct 2005 to 19 Jul 2007)
- CF21 Investment Adviser (19 Oct 2005 to 19 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.