Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs International
FRN 142888
- Responsible for Insurance Distribution (since 6 Mar 2023)
- [FCA CF] Manager of certification employee (since 25 Mar 2021)
- [FCA CF] Client dealing (since 25 Mar 2021)
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Goldman Sachs International Bank
FRN 124659
- [FCA CF] Client dealing (since 17 Jun 2019)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 31 Jan 2022)
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- [FCA CF] Client dealing (7 Mar 2016 to 3 Jun 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Jun 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Jun 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 3 Jun 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)
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- CF30 Customer (2 Jun 2008 to 30 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.