Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • CF1 Director (AR) (since 29 Mar 2023)
    • CF30 Customer (since 25 Mar 2021)
    • [FCA CF] Client dealing (since 3 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 23 Dec 2009)
    • CF1 Director (AR) (1 Oct 2006 to 23 Dec 2009)
    • CF24 Pension Transfer Specialist (23 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
    • (2)Employed By (since 25 Mar 2021)
    • (4)Employed By (7 Sep 2006 to 23 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Windle & Bowker Financial Solutions Ltd

  2. controlled function added: (4)Employed By at Windle & Bowker Financial Solutions Ltd

  3. controlled function added: (2)Employed By at Windle & Bowker Financial Solutions Ltd