Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Whittaker Financial Solutions Limited
FRN 409239
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- CF1 Director (AR) (since 29 Mar 2023)
- CF30 Customer (since 25 Mar 2021)
- [FCA CF] Client dealing (since 3 Aug 2020)
- [FCA CF] Functions requiring qualifications (since 3 Aug 2020)
- CF30 Customer (1 Nov 2007 to 23 Dec 2009)
- CF1 Director (AR) (1 Oct 2006 to 23 Dec 2009)
- CF24 Pension Transfer Specialist (23 Feb 2005 to 31 Oct 2007)
- CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
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Windle & Bowker Financial Solutions Ltd
FRN 456678
- (2)Employed By (since 25 Mar 2021)
- (4)Employed By (7 Sep 2006 to 23 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Windle & Bowker Financial Solutions Ltd
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controlled function added: (4)Employed By at Windle & Bowker Financial Solutions Ltd
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controlled function added: (2)Employed By at Windle & Bowker Financial Solutions Ltd