Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (30 Nov 2009 to 13 Mar 2014)
- CF30 Customer (1 Nov 2007 to 13 Mar 2014)
- CF1 Director (6 May 2004 to 13 Mar 2014)
- CF3 Chief Executive (6 May 2004 to 16 Nov 2010)
- CF8 Apportionment and Oversight (6 May 2004 to 31 Oct 2007)
- CF27 Investment Management (6 May 2004 to 31 Oct 2007)
- CF21 Investment Adviser (6 May 2004 to 2 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.