Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (26 Nov 2008 to 1 Aug 2017)
- CF11 Money Laundering Reporting (26 Nov 2008 to 1 Aug 2017)
- CF8 Apportionment and Oversight (30 Jun 2008 to 31 Mar 2009)
- CF1 Director (11 Jun 2004 to 1 Aug 2017)
- CF3 Chief Executive (11 Jun 2004 to 1 Aug 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.