Christopher Hartley Carter

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DAVID ROBERTS & PARTNERS (INSURANCE BROKERS) LIMITED (no longer approved here)

    FRN 143840

    • CF1 Director (1 Dec 2001 to 1 Aug 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Aug 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Aug 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2006)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.