Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Advies Private Clients LLP
FRN 937655
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
- [FCA CF] Client dealing (since 12 Apr 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
- CF1 Director (AR) (9 May 2013 to 2 Dec 2015)
- CF30 Customer (26 Apr 2013 to 9 Apr 2021)
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- Employed By (6 Aug 2015 to 9 Apr 2021)
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- CF1 Director (AR) (9 May 2013 to 2 Dec 2015)
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- Employed By (9 May 2013 to 23 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.