Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
    • [FCA CF] Client dealing (since 12 Apr 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
    • CF1 Director (AR) (9 May 2013 to 2 Dec 2015)
    • CF30 Customer (26 Apr 2013 to 9 Apr 2021)
  • Advies Private Clients LLP (no longer approved here)

    FRN 608366

    • Employed By (6 Aug 2015 to 9 Apr 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (9 May 2013 to 2 Dec 2015)
  • True Wealth Limited (no longer approved here)

    FRN 597076

    • Employed By (9 May 2013 to 23 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.