Christopher Harley Frost

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Perella Weinberg UK Limited
FRN 914627
- [FCA CF] Client dealing (since 24 Sep 2025)
Raine Advisors Limited (no longer approved here)
FRN 990522
- [FCA CF] Client dealing (1 Nov 2023 to 31 Jan 2025)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF30 Customer (26 Apr 2022 to 1 Nov 2023)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Client dealing (7 Mar 2016 to 10 Jul 2019)
- CF30 Customer (29 Jan 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.