Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (4 Jan 2023 to 30 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2016 to 30 Aug 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (19 Oct 2012 to 30 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.