Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
    • [FCA CF] Client dealing (since 1 Jun 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jun 2022)
    • CF30 Customer (13 Dec 2018 to 8 Dec 2019)
  • Henri James Wealth Ltd (no longer approved here)

    FRN 586453

    • CF30 Customer (26 Nov 2015 to 25 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.