Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (6 Sep 2023 to 30 Jan 2025)
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- [FCA CF] Client dealing (19 Oct 2020 to 27 Jan 2023)
- [FCA CF] Material risk taker (19 Oct 2020 to 27 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (19 Oct 2020 to 27 Jan 2023)
- CF1 Director (20 May 2014 to 4 Mar 2015)
- CF30 Customer (16 Jul 2009 to 9 Mar 2015)
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- CF30 Customer (1 Nov 2007 to 13 Jul 2009)
- CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.