Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 30 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Jan 2026)
    • [FCA CF] Client dealing (since 30 Jan 2026)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Client dealing (since 30 Jan 2026)
    • [FCA CF] Material risk taker (since 30 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Jan 2026)
    • [FCA CF] Client dealing (since 30 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Jan 2026)
    • [FCA CF] Material risk taker (since 30 Jan 2026)
  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2020)
    • CF4 Partner (27 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (15 Aug 2018 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (19 Feb 2007 to 7 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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