Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (1 Oct 2020 to 31 Mar 2021)
- SMF3 Executive Director (9 Aug 2019 to 1 Oct 2020)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 9 Aug 2019)
- CF29 Significant management (7 Dec 2012 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF27 Investment Management (30 Jan 2006 to 31 Oct 2007)
- CF21 Investment Adviser (17 Nov 2004 to 30 Jan 2006)
- CF22 Investment Adviser (Trainee) (12 Nov 2004 to 17 Nov 2004)
-
- CF1 Director (1 Apr 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.