Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Material risk taker (1 Oct 2020 to 31 Mar 2021)
    • SMF3 Executive Director (9 Aug 2019 to 1 Oct 2020)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 9 Aug 2019)
    • CF29 Significant management (7 Dec 2012 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (30 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Nov 2004 to 30 Jan 2006)
    • CF22 Investment Adviser (Trainee) (12 Nov 2004 to 17 Nov 2004)
  • Investec Asset Finance Plc (no longer approved here)

    FRN 697349

    • CF1 Director (1 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.