Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (13 Feb 2018 to 22 Jan 2019)
    • [FCA CF] Manager of certification employee (13 Feb 2018 to 22 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 1 May 2013)
    • CF21 Investment Adviser (27 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.