Christopher Grant Bain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • One Four Nine Wealth Limited

    FRN 153508

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 30 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Jun 2025)
  • EIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 401581

    • Responsible for Insurance Distribution (1 Oct 2018 to 24 May 2019)
    • Responsible for Insurance Mediation (3 Nov 2016 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Sep 2016 to 24 May 2019)
    • CF11 Money Laundering Reporting (1 Sep 2016 to 24 May 2019)
    • CF1 Director (1 Sep 2016 to 24 May 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2004 to 31 Oct 2007)
  • EIS Financial Services Ltd (no longer approved here)

    FRN 200425

    • (9)Employed By (14 Feb 2001 to 1 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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