Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2024)
- CF1 Director (AR) (5 Jun 2009 to 12 Jan 2010)
- CF30 Customer (1 Nov 2007 to 26 Feb 2024)
- CF21 Investment Adviser (6 Aug 2007 to 31 Oct 2007)
- CF4 Partner (AR) (26 Apr 2006 to 9 Jun 2009)
- CF22 Investment Adviser (Trainee) (26 Apr 2006 to 6 Aug 2007)
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- Employed By (4 Jan 2010 to 26 Feb 2024)
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- CF1 Director (AR) (5 Jun 2009 to 12 Jan 2010)
- CF22 Investment Adviser (Trainee) (26 Apr 2006 to 26 Apr 2006)
- CF4 Partner (AR) (26 Apr 2006 to 9 Jun 2009)
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- Employed By (5 Jun 2009 to 26 Feb 2024)
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- Employed By (26 Apr 2006 to 26 Feb 2024)
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- CF21 Investment Adviser (1 Jun 2005 to 27 Apr 2006)
- CF4 Partner (AR) (1 Jun 2005 to 27 Apr 2006)
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- Employed By (1 Nov 2002 to 27 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.