Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF5 Head of Internal Audit (since 3 Aug 2022)
  • Accord Mortgages Limited (no longer approved here)

    FRN 305936

    • SMF5 Head of Internal Audit (28 Sep 2021 to 31 Mar 2022)
    • [FCA CF] Material risk taker (28 Apr 2021 to 31 Mar 2022)
  • Yorkshire Building Society (no longer approved here)

    FRN 106085

    • SMF5 Head of Internal Audit (2 Sep 2021 to 31 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (28 Apr 2021 to 31 Mar 2022)
    • [FCA CF] Material risk taker (28 Apr 2021 to 31 Mar 2022)
  • Lantern Debt Recovery Services Limited (no longer approved here)

    FRN 718024

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Nov 2020)
    • CF11 Money Laundering Reporting (19 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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