Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Bank Limited
FRN 122261
- SMF5 Head of Internal Audit (since 3 Aug 2022)
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- SMF5 Head of Internal Audit (28 Sep 2021 to 31 Mar 2022)
- [FCA CF] Material risk taker (28 Apr 2021 to 31 Mar 2022)
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- SMF5 Head of Internal Audit (2 Sep 2021 to 31 Mar 2022)
- [PRA CF] Significant risk taker or Material risk taker (28 Apr 2021 to 31 Mar 2022)
- [FCA CF] Material risk taker (28 Apr 2021 to 31 Mar 2022)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Nov 2020)
- CF11 Money Laundering Reporting (19 Feb 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.