Christopher Geoffrey Paul Chapman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forte Securities Limited (no longer approved here)
FRN 478424
- [FCA CF] Client dealing (6 Jul 2020 to 30 Apr 2023)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF30 Customer (21 Jun 2010 to 2 Apr 2014)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Nov 2007 to 12 Sep 2009)
- CF21 Investment Adviser (11 Jul 2005 to 31 Oct 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 12 Sep 2009)
- CF21 Investment Adviser (11 Jul 2005 to 31 Oct 2007)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (7 Jul 2003 to 17 Mar 2005)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.