Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 20 Mar 2025)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Client dealing (1 Jun 2022 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (1 Jun 2022 to 31 Dec 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 May 2022)
    • [FCA CF] Client dealing (7 Sep 2016 to 31 May 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jul 2003 to 7 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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