Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Proprietary trader (23 Mar 2018 to 2 Apr 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 2 Apr 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 2 Apr 2020)
    • [FCA CF] Material risk taker (7 Mar 2017 to 2 Apr 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Dec 2003 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 6 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.