Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DIRECT IFA'S LIMITED (no longer approved here)

    FRN 228706

    • Responsible for Insurance Mediation (31 Dec 2008 to 22 May 2017)
    • CF8 Apportionment and Oversight (31 Dec 2008 to 31 Mar 2009)
    • CF30 Customer (1 Nov 2007 to 19 Dec 2012)
    • CF11 Money Laundering Reporting (26 Mar 2004 to 22 May 2017)
    • CF21 Investment Adviser (26 Mar 2004 to 31 Oct 2007)
    • CF1 Director (26 Mar 2004 to 22 May 2017)
    • CF10 Compliance Oversight (26 Mar 2004 to 22 May 2017)
  • Chris Hobbs Financial Services Limited (no longer approved here)

    FRN 172762

    • Employed By (1 Dec 2001 to 25 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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