Christopher Francis McNulty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investments Limited

    FRN 124885

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
    • [FCA CF] Manager of certification employee (since 9 Dec 2025)
    • [FCA CF] Client dealing (since 9 Dec 2025)
  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 472929

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Oct 2025)
    • CF30 Customer (1 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.